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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-12-06 |
Branch Locations
11603 W. Coker Loop Suite 214, San Antonio, TX 78216 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Columbus | OH | 11/2010 | 04/2024 |
| Huey Enterprises, Inc | San Antonio | TX | 05/2001 | Present |
| Foundations Investment Advisors | Phoenix | AZ | 12/2024 | Present |
| Spectrum Advisory Group | San Antonio | TX | 10/2024 | Present |
HUEY ENTERPRISES, INC. NOT INVESTMENT RELATED. LOCATION:3624 BROADWAY, SAN ANTONIO, TX 78209. FAMILY RESTARURANT; HUNG FONG CHINESE RESTAURANT. POSITION: STAND BY MANAGER. START DATE: MAY 2021. APPROXIMATELY 5-10 HOURS ON A WEEKEND. NO HOURS ARE WORKED AT THE RESTAURANT DURING SECURITIES TRADING HOURS. DUTIES INCLUDE HOSTESSING, CASHIERING & WAITING TABLES.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-04-08 |
| S63 | Uniform Securities Agent State Law Examination | 2004-04-15 |
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