Brenda H Millard

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2016 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Charlotte, NC
• 11/2016 → Present
  Bank Of America, N.A.
  Charlotte, NC

Other Businesses

I*1867275, Entity Type Entity Charitable, Name of OBA: Mind Body Baby Address: CharlotteNorth Carolina28209 Investment Related: No Position, Title, Association: Board Member Employee Start Date:07/02/2024 No Hours: 6 monthly No Hours during trading: 0 Duties:1. Protect and steward the mission of the organization and abide by all by-laws;2. Review job descriptions of both board and committee members to ensure compliance with my responsibilities and expected accomplishments;3. Serve as a proactive member of at least one committee;4. Read and prepare all necessary materials in advance of board and other meetings;5. Commit to responsive communication with the board president and executive director. Respond to action items provided in the monthly board update within one week of e-delivery, as well as, acknowledge/ respond to email and text messages within 3 days of delivery. When unable to fulfill the responsiveness timeline, I will inform the board president of the conflict.6. Attend all bi-monthly meetings of the board and other assigned sub-committee meetings, as scheduled and called, unless excused;7. Act readily as an ambassador of our mission by sharing your governance position with all of yournetworks.8. Make an annual financial contribution of personal

Exams

• S66 Uniform Combined State Law Examination
  2017-01-05
• S63 Uniform Securities Agent State Law Examination
  2003-07-19

Other Names

• Brenda R. Hartman
• Brenda R. Hartman
• Brenda Hartman Millard