Mark Mamoru Mitamura

Employer firm

Integrated Wealth Concepts LLC CRD 284656

$23.6B regulatory AUM 875 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2011 → 02/2021
  Level Four Advisory Services
  Irvine, CA
• 11/2012 → Present
  Lpl Financial Llc
  Irvine, CA
• 02/2021 → Present
  Integrated Wealth Concepts, Llc
  Newport Beach, CA

Previous Registrations

• 2011-11-07 → 2021-02-26
  Level Four Advisory Services
  Irvine, CA
  Dallas, TX
  Newport Beach, CA
• 2004-01-02 → 2011-11-04
  Cetera Wealth Services, Llc
  Whittier, CA
  Whittier, CA

Other Businesses

1. 10/17/2012: MAMORU INVESTMENTS, INC - INV REL - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - 5% OF TIME SPENT - OWNER 2. 10/17/2012: NO BUSINESS NAME - INV REL - AT REPORTED BUSINESS LOCATION(S) - NON-VARIABLE INSURANCE - 5% OF TIME SPENT - AGENT. INS TYPES: HEALTH, LIFE 3. 1/15/2020 - Life insurance GA - Investment Related - 5142 Clareton Dr STE 230, Agoura Hills, CA 91301 - Non-Variable Insurance - Started 09/17/2019 - 5 Hours Per Month/1 Hour During Securities Trading. 4. 2/3/2021 - The Reserve Investments, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 01/27/2021 - 160 Hours Per Month/120 Hours During Securities Trading. 5. 3/23/2021 - Integrated Wealth Concepts - DBA: (Hybrid) The Reserve Investments - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 03/15/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 6. 3/23/2021 - Integrated Wealth Concepts, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 03/15/2021 - 160 Hours Per Month/160 Hours During Securities Trading - I provide investment advisory services through Integrated Wealth Concepts, LLC, an independent investment advisor firm. I started this business activity in 03/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7. 3/24/2021 - Integrated Financial Partners - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - IAR - Start Date: 03/15/2021 - 60 Hours Per Month/60 Hours During Securities Trading. 8. 3/24/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Financial Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/15/2021 - 15 Hours Per Month/15 Hours During Securities Trading. 9. 3/24/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 03/15/2021 - 15 Hours Per Month/15 Hours During Securities Trading. 10. 3/24/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - IAR - Start Date: 03/15/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 11. 5/4/2021 - Integrated Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 12. 5/5/2021 - Integrated Wealth Concepts - DBA: (Hybrid) Integrated Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Start Date: 05/01/2021 - 1 Hour Per Month/1 Hour During Securities Trading. 13. 11/16/2023 - Ovisto Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 11/02/2023 - 80 Hours Per Month/ During Trading 14. 10/25/2024- Windes Wealth Management- Registered Investment Advisor DBA- INV REL- At Rep. Business Loc(s)- Started 10/11/24 - 40 Hrs a mth/ During Trading 15) 01/27/2025 - Integrated Business Alliance - Investment Related - Referral Arrangement - At Reported Business Location(s) - Start Date:10/01/2024 - 2 Hrs/Mth - 2 Hrs During Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-08-05