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777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2021-09-21 |
Branch Locations
777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corporation | Phoenix | AZ | 06/2014 | 07/2018 |
| Leafhouse Financial Advisors, Llc | Phoenix | AZ | 07/2018 | 06/2021 |
| Icma-Rc Services, Llc | Washington | DC | 07/2021 | Present |
(1) Name: Boshi Boys, LLC. Non-investment related. Address: 1359 West Enfield Way, Chandler, AZ 85286. Nature of business: Boshi Boys is a distributor for Shaklee nutritional and cleaning products. Position: 25 percent owner. Start date: 06/02/2017. Number of hours/month devoted to the other business: zero. Number of hours devoted to other business during security trading hour: zero. Duties: None. | (2) Name: Amant Made, LLC. Non-investment related. Address: 2138 E Myrtle Ave, Phoenix, AZ, 85020. Nature of business: Rental property. Position: 50 percent owner of two properties. Start date: 2/5/2021. Number of hours/month devoted to the other business: zero. Number of hours devoted to other business during security trading hours: zero. Duties: None. | (3) MissionSquare Retirement. Investment related. Nature of Business: MissionSquare is a Delaware non-profit corporation established in 1972 to assist state and local governments and their agencies and instrumentalities ("plan sponsors") in the establishment and maintenance of deferred compensation and qualified retirement plans for their public sector employees. Address: 777 N. Capitol Street, NE, Washington, DC 20002. Position: Relationship Management Leader. Start Date: 7/6/2021. Hours per month devoted to other business 160 (~8hr/day); during securities trading hours (9:30 am-4:00 pm EST): 8.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-05-11 |
| S66 | Uniform Combined State Law Examination | 2007-09-29 |
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