Stephen Van Besien

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2013 → 05/2019
  J.P. Morgan Securities Llc
  New York, NY
• 04/2013 → 05/2019
  Jpmorgan Chase Bank Na
  New York, NY
• 05/2019 → 08/2019
  Unemployed
  New York, NY
• 08/2019 → 08/2022
  Bank Of The West
  New York, NY
• 08/2019 → 08/2022
  Bancwest Investment Services, Inc.
  New York, NY
• 08/2022 → 04/2026
  Citigroup
  New York, NY
• 04/2026 → Present
  Raymond James & Associates, Inc.
  Boca Raton, FL

Previous Registrations

• 2022-09-07 → 2026-04-01
  Citigroup Global Markets Inc.
  New York, NY
  New York, NY
• 2019-10-16 → 2022-08-19
  Bancwest Investment Services, Inc.
  New York, NY
• 2009-09-18 → 2012-03-30
  Cenario Capital Management
  Mechanicsburg, PA
• 2022-09-07 → 2010-06-30
  Citi Private Alternatives, Llc
  New York, NY
  New York, NY
• 2003-11-18 → 2009-03-05
  Credit Suisse Securities (Usa) Llc
  New York, NY
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2019-10-11
• S63 Uniform Securities Agent State Law Examination
  2013-06-03

Other Names

• Stephen M. Van Besien
• Stephen Mark Van Besien
• Stephen Vanbesien