Christopher John Cooney

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2004 → Present
  Shipee'S Pharmacy
  Wanaque, NE
• 09/2007 → 02/2018
  Invest Financial Corporation
  Cedar Grove, NJ
• 02/2018 → Present
  Lpl Financial Llc
  Cedar Grove, NJ

Previous Registrations

• 2007-09-13 → 2018-02-20
  Invest Financial Corporation
  Cedar Grove, NJ
  Appleton, WI
• 2004-09-02 → 2007-08-28
  Advantage Capital Corporation
  Cedar Grove, NJ
  Cedar Grove, NJ

Other Businesses

1. 02/14/2018 -No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance.

Exams

• S66 Uniform Combined State Law Examination
  2004-06-02

Designations

• Certified Financial Planner