Sylvie M Feist

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2013-07-02
NJ	RA	APPROVED	2004-11-04

TX RA
APPROVED_RES

Since 2013-07-02
NJ RA
APPROVED

Since 2004-11-04

Branch Locations

1100-1800 American Blvd Retirement & Personal Wealth Solutions, Pennington, NJ 08534 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	03/1996	Present

03/1996 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

Other Businesses

I*401263, Entity Type: Entity For Profit, Name of OBA: Centra State Engineering, Address: Monroe, New Jersey 08831, Investment Related: N, Position, Title, Association: Other, Employee Start Date: 01/01/2017, No Hours: 0, No Hours during trading: 0, Duties: 70% ownership of engineering company

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2004-11-03

S66 Uniform Combined State Law Examination

2004-11-03

View on SEC IAPD