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Jon Michael Gross

Orderly Finance

Walnut Creek, CA

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Current Employers
Orderly Finance

1501 N Broadway #200, Walnut Creek, CA 94596 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-03-15
CA RA APPROVED 2020-01-07
  • TX RA
    APPROVED
    Since 2024-03-15
  • CA RA
    APPROVED
    Since 2020-01-07

Branch Locations

1501 N Broadway #200, Walnut Creek, CA 94596 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 08/2012 01/2020
Bank Of America, N.A San Francisco CA 09/2012 01/2020
Orderly Finance, Llc Walnut Creek CA 01/2020 Present
Previous Registrations
  • 2012-08-20 → 2020-01-08
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, CA
    Mill Valley, CA
  • 2008-10-20 → 2012-09-10
    Credit Suisse Securities (Usa) Llc
    San Francisco, CA
  • 2006-07-25 → 2008-10-24
    Ubs Financial Services Inc.
    San Francisco, CA
    San Francisco, CA
    Weehawken, NJ
  • 2004-07-20 → 2004-12-08
    Usallianz Securities, Inc.
    Gainesville, FL
  • 2002-11-04 → 2004-07-15
    Morgan Stanley Dw Inc.
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-08-24
  • S66 Uniform Combined State Law Examination
    2001-08-24

View on SEC IAPD

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Sydney Irene Kovacs
DAVID ANTHONY ESPINEIRA
BENJAMIN ROSS PETERS
Annie Claire Klopstock
Alex Kyle Soderberg

Other Offices

USCF ADVISERS · WALNUT CREEK, CA
BURTON ENRIGHT WELCH · WALNUT CREEK, CA
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · WALNUT CREEK, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WALNUT CREEK, CA
SAVANT WEALTH MANAGEMENT · Walnut Creek, CA
ONE CAPITAL MANAGEMENT, LLC · Walnut Creek, CA
ROCKEFELLER FINANCIAL LLC · Walnut Creek, CA
OSAIC WEALTH, INC. · WALNUT CREEK, CA

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