Steven Richard Fagan

Current Employers

Employment History

• 08/2010 → 02/2021
  Ameriprise Financial Services, Inc.
  Madison, WI
• 02/2021 → 11/2025
  Commonwealth Financial Network
  San Diego, CA
• 11/2025 → Present
  Merit Financial Advisors
  Rockford, IL
• 11/2025 → Present
  Pks Investments
  Albany, NY

Previous Registrations

• 2021-02-26 → 2025-11-17
  Commonwealth Financial Network
  Fitchburg, WI
  Rockford, IL
  Janesville, WI
• 2010-08-25 → 2021-02-27
  Ameriprise Financial Services, Llc
  Rockton, IL
  Janesville, WI
  Fitchburg, WI
  Roscoe, IL
  Janesville, WI
• 2009-07-24 → 2010-08-30
  Kalos Management
  Ponte Vedra Beach, FL
• 2009-01-09 → 2009-07-22
  Envision Investment Advisors, Llc
  Rockton, IL
  Omaha, NE
• 2007-10-19 → 2008-12-31
  Envision Investment Advisors, Llc
  Rockton, IL
  Omaha, NE
• 2007-06-20 → 2007-10-18
  Quest Capital Strategies, Inc.
  Laguna Hills, CA
  South Beloit, IL
  Rockton, IL

Other Businesses

1. Merit Financial Advisors. Investment related. At registered location. RIA. Financial Advisor. Start date: 11/2025. 160 hrs/month; during trading hours. Provide advice to clients. 2. Fixed Insurance. Investment related. At registered location. Fixed/Traditional insurance. Agent. Start date: 11/2025. About 5 hrs month; during trading hours. Provide insurance advice based on the needs of client(s). 3. Estate Conservation & Preservation, Inc. Investment related. 6498 Sutter Sr, Roscoe, IL 61073. Start date: 02/1995. About 5 hrs/month; none during trading hours. Servicing a small number of remaining clients.

Exams

• S66 Uniform Combined State Law Examination
  2004-01-05