Mei Kwan

Current Employers

Employment History

• 02/2022 → 07/2023
  Tranquil Asset Management Llc
  Foster City, CA
• 05/2008 → 07/2022
  Stay At Home Parent
  Foster City, CA
• 04/2025 → Present
  Hsbc Bank Usa, N.A.
  Cupertino, CA
• 06/2025 → Present
  Hsbc Securities (Usa) Inc
  Cupertino, CA
• 07/2023 → 02/2025
  Wang Accountancy
  San Jose, CA

Previous Registrations

• 2022-08-15 → 2024-04-22
  Tranquil Asset Management Llc
  Foster City, CA
• 2006-11-30 → 2008-02-25
  Banc Of America Investment Services, Inc.
  Fremont, CA
• 2004-01-28 → 2006-03-30
  Citicorp Investment Services
  Cupertino, CA
  Cupertino, CA

Other Businesses

Dual hatted as a Bank Officer for HSBC Bank (USA) N.A., an affiliate of HSBC Securities (USA) Inc., engaging in the sale of bank related products and services. This position will be in conjunction with my current role as a registered representative with HSBC Securities (USA) Inc. 1. The name of the other business - Rental property 2. Whether the business is investment-related: Yes 3. The address of the other business - 472 Persimmon Cmn 3, Livermore, CA 94551 4. The nature of the other business: Rental property 5. Your position: Owner 6. Title/Relationship with the other business: Owner 7. The start date of your relationship: 1/1/2018 8. The approximate number of hours/months you devote to the other business: 0 hr 9. The number of hours you devote to the other business during securities trading hours: 0 hr 10. Briefly describe your duties relating to the other business: INFORMATION NEEDED. I am the rental property owner, but I have management company taking care of the rental property, so I do not need to spend time taking care of the rental property

Exams

• S63 Uniform Securities Agent State Law Examination
  2025-08-19
• S65 Uniform Investment Adviser Law Examination
  2022-06-09
• S66 Uniform Combined State Law Examination
  2000-10-06

Other Names

• Mei-Nadia Yee Kwan
• Mei Yee Kwan
• Mei Y Kwan