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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-02-13
VA RA APPROVED 2025-01-23
TX RA APPROVED_RES 2025-01-22
  • DE RA
    APPROVED
    Since 2025-02-13
  • VA RA
    APPROVED
    Since 2025-01-23
  • TX RA
    APPROVED_RES
    Since 2025-01-22

Branch Locations

100 West Rockland Rd., P-2, Montchanin, DE 19710 • United States

Bluemont, VA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Life Insurance Company Rockville MD 03/2004 01/2025
Mml Investors Services, Llc Rockville MD 04/2004 01/2025
Lpl Financial Llc Bluemont VA 01/2025 Present
Previous Registrations
Other Businesses

1-01/2025 / Silverleaf Wealth Management / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / START 01/10/25 2-01/2025 / Van Pelt & Associates / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / START 01/10/2025 3-01/2025 / VVF Properties LLC / Real Estate Rental / INV RLTD / START 01/01/2022 4- 01/2025 / Gladstone Wealth Partners / DBA for LPL Business (entity for LPL business) / INV RLTD / 160 HRS MNTH / 8 HRS DURING TRADING / START 01/10/2025 5- 01/2025 / Van Vixen Farm, LLC / Farm / NON INV RLTD / 30 HRS MNTH / START 01/01/2008 6- 03/04/2026 - Van Pelt & Associates - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 02/01/2026 - 20 hours per month/ during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-01-20
S63 Uniform Securities Agent State Law Examination 2004-03-09
  • S65 Uniform Investment Adviser Law Examination
    2007-01-20
  • S63 Uniform Securities Agent State Law Examination
    2004-03-09
Other Names
  • C. Scott Van Pelt

View on SEC IAPD

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