Kathryn Jefferson Pruitt

Employer firm

Heartwood Wealth Advisors, LLC CRD 300273

$1.55B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → 01/2019
  Wells Fargo Advisors Financial Network, Llc
  Richmond, VA
• 03/2019 → Present
  Heartwood Wealth Advisors
  Richmond, VA

Previous Registrations

• 2005-08-15 → 2007-01-19
  Davenport & Company Llc
  Richmond, VA
  Richmond, VA
• 2004-11-15 → 2005-08-04
  Legg Mason Wood Walker, Incorporated
  Baltimore, MD

Other Businesses

Notary Public, Not investment related, State of Virginia, Notarize documents, start date 03/2019, less than 1 hour devoted per month during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-30
• S63 Uniform Securities Agent State Law Examination
  2014-09-25
• S66 Uniform Combined State Law Examination
  2004-11-13

Other Names

• Kathry Dianne Jefferson
• Kathryn Dianne Jefferson
• Kathryn Jefferson Pruitt
• Kathryn Pruitt