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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2026-04-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Baltimore | MD | 12/2005 | 10/2019 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 10/2019 | 02/2023 |
| Lpl Financial Llc | Baltimore | MD | 09/2023 | 04/2026 |
| M&T Bank | Baltimore | MD | 02/2023 | 04/2026 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baltimore | MD | 04/2026 | Present |
I*503774 Entity Type: Rental Property Name of OBA: XXX Haborview Drive #XXX Address: Baltimore, Maryland, 21230 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 01/01/2010 Number of Hours: 1, Monthly Number of Hours during trading: 0 Duties: Rental Property Co-owner with other family members
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-12-18 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-26 |
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