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Richard Joe Johannsen

Corecap Advisors

Kuna, ID

Southfield, MI

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Current Employers
Corecap Advisors

27777 Franklin Road Suite 700, Southfield, MI 48034 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2016-11-10
  • ID RA
    APPROVED
    Since 2016-11-10

Branch Locations

Kuna, ID • United States

27777 Franklin Road Suite 700, Southfield, MI 48034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Johannsen & Co Nampa ID 01/2002 Present
Lpl Financial Llc Kuna ID 08/2013 10/2016
Strategic Financial Partners, Ltd Kuna ID 08/2013 10/2016
Corecap Investments, Llc Southfield MI 10/2016 Present
Corecap Advisors, Llc Southfield MI 10/2016 Present
  • 01/2002 → Present
    Johannsen & Co
    Nampa, ID
  • 08/2013 → 10/2016
    Lpl Financial Llc
    Kuna, ID
  • 08/2013 → 10/2016
    Kuna, ID
  • 10/2016 → Present
    Corecap Investments, Llc
    Southfield, MI
  • 10/2016 → Present
    Corecap Advisors, Llc
    Southfield, MI
Previous Registrations
  • 2013-09-05 → 2016-11-22
    Kuna, ID
    Bend, OR
  • 2012-02-21 → 2013-08-07
    Sunset Financial Services, Inc.
    Kuna, ID
    Boise, ID
    Kuna, ID
  • 2006-05-11 → 2012-02-16
    Sunset Financial Services, Inc.
    Kuna, ID
    Meridian, ID
    Boise, ID
  • 2006-01-24 → 2006-04-18
    Meridian, ID
  • 2005-03-16 → 2005-10-25
    Meridian, ID
    Meridian, ID
  • 2003-12-17 → 2005-03-07
    Osaic Fs, Inc.
    Meridian, ID
Other Businesses

*Johannsen and Company CPAs - Tax Prep/Accounting/CPA - Investment Related - At Reported Business Location(s) - Owner, tax prep and accounting services * DBA - Pathway Financial Group - Entity created for doing securities, advisory, and insurance business; Insurance sales, LTC, Life, Health; Similar Clientele

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-11
S63 Uniform Securities Agent State Law Examination 2003-08-02
  • S65 Uniform Investment Adviser Law Examination
    2003-11-11
  • S63 Uniform Securities Agent State Law Examination
    2003-08-02
Other Names
  • Richard Joe Johannsen Webster
  • Richard Joe Johannsen
  • Richard Joe Johannsen

View on SEC IAPD

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