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Michael Thomas Ansenberger

LPl Enterprise, LLC

Sarasota, FL

CRD 4676313

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-03-18
TX RA APPROVED 2025-03-17
  • FL RA
    APPROVED
    Since 2025-03-18
  • TX RA
    APPROVED
    Since 2025-03-17

Branch Locations

Sarasota, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Oak Brook IL 11/2009 04/2017
Alchemy Advisors, Llc D/B/A Alchemy Financial Group Oak Brook IL 12/2014 04/2017
Pnc Investments Libertyville IL 04/2017 05/2019
Td Ameritrade Sarasota FL 08/2019 09/2020
Blue Monarch Consulting, Llc Sarasota FL 09/2020 10/2022
Cetera Advisor Networks, Llc El Segundo CA 10/2022 06/2024
Lpl Enterprise, Llc Fort Mill SC 09/2024 Present
Lpl Financial Llc Fort Mill SC 09/2024 Present
  • 11/2009 → 04/2017
    Lpl Financial
    Oak Brook, IL
  • 12/2014 → 04/2017
    Alchemy Advisors, Llc D/B/A Alchemy Financial Group
    Oak Brook, IL
  • 04/2017 → 05/2019
    Pnc Investments
    Libertyville, IL
  • 08/2019 → 09/2020
    Td Ameritrade
    Sarasota, FL
  • 09/2020 → 10/2022
    Blue Monarch Consulting, Llc
    Sarasota, FL
  • 10/2022 → 06/2024
    Cetera Advisor Networks, Llc
    El Segundo, CA
  • 09/2024 → Present
    Fort Mill, SC
  • 09/2024 → Present
    Fort Mill, SC
Previous Registrations
  • 2019-08-29 → 2020-09-09
    Td Ameritrade, Inc.
    Sarasota, FL
  • 2019-09-10 → 2020-09-09
    Td Ameritrade Investment Management, Llc
    Sarasota, FL
  • 2017-04-24 → 2019-05-16
    Libertyville, IL
    Mundelein, IL
    Vernon Hills, IL
    Bannockburn, IL
  • 2015-01-05 → 2017-04-06
    Lake Forest, IL
    Oak Brook, IL
  • 2009-11-30 → 2015-11-02
    Northbrook, IL
    Barrington, IL
    Northbrook, IL
    Northbrook, IL
    Oak Brook, IL
    Chicago, IL
  • 2006-12-11 → 2009-11-30
    Chase Investment Services Corp.
    Evanston, IL
    Evanston, IL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-14
S63 Uniform Securities Agent State Law Examination 2022-12-30
  • S65 Uniform Investment Adviser Law Examination
    2025-03-14
  • S63 Uniform Securities Agent State Law Examination
    2022-12-30

View on SEC IAPD

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