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LPl Enterprise, LLC CRD 8733
$24.9B regulatory AUM 12,118 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-03-18 |
| TX | RA | APPROVED | 2025-03-17 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial | Oak Brook | IL | 11/2009 | 04/2017 |
| Alchemy Advisors, Llc D/B/A Alchemy Financial Group | Oak Brook | IL | 12/2014 | 04/2017 |
| Pnc Investments | Libertyville | IL | 04/2017 | 05/2019 |
| Td Ameritrade | Sarasota | FL | 08/2019 | 09/2020 |
| Blue Monarch Consulting, Llc | Sarasota | FL | 09/2020 | 10/2022 |
| Cetera Advisor Networks, Llc | El Segundo | CA | 10/2022 | 06/2024 |
| Lpl Enterprise, Llc | Fort Mill | SC | 09/2024 | Present |
| Lpl Financial Llc | Fort Mill | SC | 09/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-03-14 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-30 |
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