Gregg Michael Toubin

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2026-03-16
NY	RA	APPROVED	2021-04-19
TX	RA	APPROVED	2019-05-31
CT	RA	APPROVED	2019-04-10

Branch Locations

225 Liberty St, New York, NY 10281 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Neuberger Berman, Llc	New York	NY	06/2003	09/2016
Merrill Lynch, Pierce, Fenner & Smith Incorporated	New York	NY	11/2018	Present
Unemployed	New York	NY	09/2016	10/2018
Baruch College - Zicklin School Of Business	New York	NY	01/2009	09/2016
Bank Of America, N.A.	New York	NY	01/2019	Present

06/2003 → 09/2016

Neuberger Berman, Llc

New York, NY
11/2018 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

New York, NY
09/2016 → 10/2018

Unemployed

New York, NY
01/2009 → 09/2016

Baruch College - Zicklin School Of Business

New York, NY
01/2019 → Present

Bank Of America, N.A.

New York, NY

Code	Exam	Date
S66	Uniform Combined State Law Examination	2019-04-09