Joshua James Mogush

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 09/2025
  Avantax Investment Services, Inc.
  Gilbert, AZ
• 09/2014 → 09/2025
  Avantax Insurance Agency, Llc
  Gilbert, AZ
• 09/2014 → 11/2017
  Leivas Tax Wealth Management
  Riverside, CA
• 09/2014 → 04/2019
  Saddleback Valley Insurance
  Missin Viejo, CA
• 11/2014 → 01/2018
  H&R Block
  Riverside, CA
• 07/2015 → 09/2025
  Avantax Advisory Services
  Gilbert, AZ
• 11/2014 → 12/2017
  H&R Block
  Riverside, CA
• 09/2014 → 11/2017
  Leivas Tax Wealth Management
  Riverside, CA
• 01/2025 → Present
  Power Of Attorney For Robert And Stacey Funk
  Gilbert, AZ
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Gilbert, AZ
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2015-07-21 → 2025-09-05
  Avantax Advisory Services
  Mission Viejo, CA
  Mesa, AZ
  Gilbert, AZ

Other Businesses

1) JOSHUA J MOGUSH POSITION: Financial Advisor NATURE: Sales of Products and services through Avantax INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/29/2014 ADDRESS: 3463 E Washington Ave., Gilbert AZ 85234, United States DESCRIPTION: Dutiesinclude client conversations, placing trades, opening up new accounts, meet with clients, answering phones, reviews. 2) POWER OF ATTORNEY FOR ROBERT AND STACEY FUNK POSITION: The Power of Attorney allows me to step in and help in financial matters for my aunt and my uncle. NATURE: My uncle has has serious health issues in the past 12 months, including amputation of a leg, and in order for me to help them with any financial issues, such as applying for long term care insurance they gave me a power of attorney. I was not aware I was power of attorney until after the fact. They have no children of their own and I have taken on the role to help them as they age. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/22/2025 ADDRESS: 3463 E Washington Ave., Gilbert AZ 85234, United States DESCRIPTION: At this point my aunt and uncle are able to make their own financial decisions, but because of my uncle's last year of health issues and my aunt being consumed with medical related decisions they wanted me to have the ability to help with financial transactions as needed.

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-07-15
• S66 Uniform Combined State Law Examination
  2004-03-09
• S63 Uniform Securities Agent State Law Examination
  2003-08-21

Designations

• Certified Financial Planner