Jason K Williams

Current Employers

Vista Wave Investments, Llc

8901 River Crossing Blvd Suite 315, Indianapolis, IN 46240 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2022-02-24

IN RA
APPROVED

Since 2022-02-24

Branch Locations

Indianapolis, IN • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Thurston Springer Miller Herd & Titak, Inc.	Indianapolis	IN	12/2014	02/2019
Cornerstone Wealth Partners	Fort Wayne	IN	03/2019	Present

12/2014 → 02/2019

Thurston Springer Miller Herd & Titak, Inc.

Indianapolis, IN
03/2019 → Present

Cornerstone Wealth Partners

Fort Wayne, IN

Previous Registrations

2021-06-02 → 2021-11-08

Cornerstone Wealth Partners

Fort Wayne, IN
2019-03-16 → 2020-12-31

Cornerstone Wealth Partners

Fort Wayne, IN
2014-12-12 → 2019-02-15

Thurston, Springer, Miller, Herd & Titak, Inc.

Indianapolis, IN

Indianapolis, IN
2010-05-10 → 2014-12-16

Wells Fargo Clearing Services, Llc

Indianapolis, IN
2008-06-11 → 2009-02-13

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Greenville, SC
2007-01-11 → 2007-11-01

Hatteras Investment Partners Llc

Raleigh, NC
2006-03-21 → 2006-05-24

John Hancock Investment Management Llc

Boston, MA
2003-10-24 → 2005-12-20

Ubs Financial Services Inc.

Raleigh, NC

Other Businesses

Sales of life, health and disability insurance.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-23

S66 Uniform Combined State Law Examination

2003-10-23

Other Names

Jason Williams
Jason Keith Williams
Jason K Williams

View on SEC IAPD