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Michael William Morgan

LPl Financial LLC

La Vernia, TX

New Braunfels, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2007-10-23
  • TX RA
    APPROVED
    Since 2007-10-23

Branch Locations

2742 Fm 775 Building B Ste 102, La Vernia, TX 78121 • United States

New Braunfels, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. San Antonio TX 10/2007 Present
  • 10/2007 → Present
    Linsco/Private Ledger Corp.
    San Antonio, TX
Previous Registrations
Other Businesses

1. 06/13/2008 - MORGAN FINANCIAL SERVICES, LLC/SAN ANTONIO, TX 78232-4305

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-20
S63 Uniform Securities Agent State Law Examination 2003-08-21
  • S66 Uniform Combined State Law Examination
    2007-03-20
  • S63 Uniform Securities Agent State Law Examination
    2003-08-21

View on SEC IAPD

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Other Investors

JENNIFER ROSE TAYLOR
Lane Dalton Talbert
Stacy Mikolajczyk
Michael Matthew Morgan
MATTHEW MICHAEL BROWN
Nicholas Paul LaBarbera
Kathryn Shurbet Prescott
BRIAN PATRICK MEEKS

Other Offices

EDWARD JONES · La Vernia, TX
LPL FINANCIAL LLC · LA VERNIA, TX
STATE FARM INVESTMENT MANAGEMENT CORP. · LA VERNIA, TX
EDWARD JONES · SAN ANTONIO, TX
EDWARD JONES · FLORESVILLE, TX
WELLS FARGO CLEARING SERVICES, LLC · FLORESVILLE, TX
EDWARD JONES · FLORESVILLE, TX
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · FLORESVILLE, TX

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