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3333 Deposit Drive Ne, Suite 220, Grand Rapids, MI 49546 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-07-12 |
Branch Locations
3333 Deposit Drive Ne, Suite 220, Grand Rapids, MI 49546 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Grand Rapids | MI | 12/2010 | 07/2022 |
| United Bank Of Michigan | Grand Rapids | MI | 12/2010 | 07/2022 |
| Stonebridge Financial Group | Grand Rapids | MI | 07/2022 | Present |
| Triad Advisors, Llc | Norcross | GA | 07/2022 | 08/2024 |
| Osaic Wealth, Inc. | Grand Rapids | MI | 08/2024 | Present |
1)Stonebridge Financial Group;investment related;333 Deposit Drive NE,Suite 220,Grand Rapids,MI 49546;operating dba name as well as RIA;financial consultant;7/11/2022;160 hrs/month;130 hrs during trading;financial consultant operating under the dba Stonebridge Financial Group,work with individuals and businesses in investment related business,retirement planning,commission-based business and fee-based asset management and planning 2)Appointment w/multiple carriers;investment related;333 Deposit Drive NE,Suite 220,Grand Rapids,MI 49546;variable,fixed & indexed annuities,life,disability and long-term care insurance;7/11/2022;financial consultant;30 hrs/month;30 hrs during trading;work with clients to determine if and when an insurance product is appropriate for their individual situation,when needed, I will get quotes from an insurance company and work with the company to initiate any transactions 3)Rockford Chamber of Commerce;not investment related;17 S Monroe St NE, Rockford,MI 49341;civic board member and committee member;board & committee member/volunteer;7/11/2022;8 hrs/month;volunteer on board of directors,committees and community activities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2003-06-24 |
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