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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2018-09-17 |
| TX | RA | APPROVED | 2014-08-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert W. Baird & Co. | Dallas | TX | 07/2014 | Present |
YMCA OF METROPOLITAN DALLAS 601 N Akard St Dallas TX 75201. Start date:7/1/18 Investment/Advisory Committee Member Investment Related Responsibilities: Assist with the Y's investment goals, risk tolerance and investment strategies. Time Spent: 8 hours/year, none during trading hours Name/Address: Collin County MUD No. 6 Lavon TX 75166 Start Date: 4/1/22 Hours Spent: 0-1 hours/month Hours Spent During Trading: Zero Role/Responsibility: Board Member Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-06-24 |
| S63 | Uniform Securities Agent State Law Examination | 2003-11-06 |
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