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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2005-07-26
SC RA APPROVED 2004-04-06
  • TX RA
    APPROVED
    Since 2005-07-26
  • SC RA
    APPROVED
    Since 2004-04-06

Branch Locations

355 S Main St, Greenville, SC 29601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenville SC 06/2003 Present
Bank Of America,Na Greenville SC 08/2009 Present
Other Businesses

I*2212281, Entity Type: , Name of OBA: Rental Property 1, Address: Greenville, South Carolina, 29607, Investment Related: N, Position, Title, Association: Sole owner, Employee State Date: 21-Feb-2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-08-27
  • S66 Uniform Combined State Law Examination
    2003-08-27
Other Names
  • Bradley Vaughan

View on SEC IAPD

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