Steven Aaron Frye

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2011 → 09/2018
  Raymond James & Associates
  Greenwood, IN
• 09/2018 → 10/2022
  J.J.B. Hilliard Wl Lyons, Llc
  Indianapoils, IN
• 10/2019 → 10/2022
  Robert W. Baird & Co. Incorporated
  Indianapolis, IN
• 10/2022 → Present
  Lpl Financial Llc
  Greenwood, IN

Previous Registrations

• 2019-10-18 → 2022-11-13
  Robert W. Baird & Co. Incorporated
  Indianapolis, IN
• 2018-09-21 → 2019-10-18
  J.J.B. Hilliard, W.L. Lyons, Llc
  Indianapolis, IN
• 2011-09-22 → 2018-09-25
  Raymond James & Associates, Inc.
  Greenwood, IN
• 2006-01-12 → 2011-09-22
  City Securities Corporation
  Indianapolis, IN
  Indianapolis, IN
• 2003-08-06 → 2005-10-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Spokane, WA

Other Businesses

1)10/27/2022 - Frye Financial Services - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 10/2022 2)10/27/2022 - ICAG Insurance Agency - Non-Variable Insurance - Inv Rel - At Reported Business Location(s)

Exams

• S66 Uniform Combined State Law Examination
  2003-08-05

Other Names

• Steven Frye