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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| NJ | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Various Insurance Carriers | Irvine | CA | 04/2005 | 07/2021 |
| Waddell & Reed Inc | Brea | CA | 04/2005 | 07/2021 |
| Lpl Financial Llc | Brea | CA | 07/2021 | Present |
1. 07/22/2024 - Ivy Capitals LLC - Real Estate Rental - Investment Related - Arlington, TX - Start Date 10/31/2016 - 0 Hours Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-06-06 |
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