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2020 Calamos Court, Naperville, IL 60563-2787 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2022-10-28 |
Branch Locations
2020 Calamos Court, Naperville, IL 60563-2787 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| U.S.BAnk | Chicago | IL | 09/2012 | 10/2022 |
| U.S. Bancorp Investments, Inc. | Chicago | IL | 12/2012 | 10/2022 |
| Calamos Financial Services Llc | Naperville | IL | 10/2022 | Present |
| Calamos Wealth Management Llc | Naperville | IL | 10/2022 | Present |
1) University of Dayton; Not Investment-related; Dayton, OH; Higher education; Trustee; 07/2021; 5 Hrs/Month; 0 Hrs/Trading; General strategic direction of university. 2) Naperville Development Partnership; Not Investment-related; 22 E. Chicago Ave Suite 205, Naperville, IL 60540. Nature of the business is to promote business interests in the City of Naperville. As a Board Member my duties include attending board meetings. I have been associated with the Partnership since 01/2025 and would devote 5 hours per month on the business and zero during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-03-09 |
| S65 | Uniform Investment Adviser Law Examination | 2003-05-29 |
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