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1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-12-23 |
| FL | RA | APPROVED | 2025-12-12 |
| TX | RA | APPROVED_RES | 2025-12-10 |
| NJ | RA | APPROVED | 2025-12-09 |
Branch Locations
1875 Century Park East Suite 950, Los Angeles, CA 90067 • United States
10 Independence Blvd Suite 120, Warren, NJ 07059 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fountainhead Capital Management | Edison | NJ | 03/2015 | 12/2025 |
| Lido Advisors, Llc | Los Angeles | CA | 12/2025 | Present |
1) Penn Mutual Life Insurance; not investment related; Horsham, PA; life insurance; agent; since 10/2023; less than 10 hours per month during trade hours; recommend and service existing life insurance policies // 2) National Life Group; not investment related; Montpelier, VA; life insurance; agent; since 1/2025; less than 10 hours per month during trade hours; recommend and service existing life insurance policies 3) Fountainhead Capital Management, LLC; investment related; Warren, NJ; financial planning and investment management; partner; since 2015; 1-5 hours per month - possibly during trade hours; LLC is winding down operations after acquisition/merger with Lido - fulfilling existing admin and tax reporting obligations 4) Fountainhead Protection Strategies, LLC; not investment related; Warren, NJ; life and disability insurance; partner; since 2015; 1-5 hours per month - possibly during trade hours; LLC is winding down operations after acquisition/merger with Lido - fulfilling existing admin and tax reporting obligations
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2004-01-31 |
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