Best Investors
Account
Sign in
Best Investors
Account
Sign in
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-10-07 |
| MI | RA | APPROVED | 2010-12-17 |
Branch Locations
2050 Livernois Rd Ste B, Troy, MI 48083-1757 • United States
Oakland, MI • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Troy | MI | 12/2010 | Present |
1. 2/3/2016: Committee to Elect Andy Zale - NOT INV REL - 3338 Proctor Ln Oakland, MI 48363 - Other-Political campaign - START 01/28/2016 - 40 Hours Per Month/20 Hours During Securities Trading - Solicit political contributions, spend funds on politically approved activities, submit financial reports of all receipts and disbursements at least quarterly to the state. 2. 5/11/2016: Zale Group Co - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/17/2010 - 1 Hours Per Month During Securities Trading. 3. 3/11/2020 - Safety Paths and Trails Committee - Not Investment Related - 4393 Collins Road, Rochester Michigan 48306 - Non-Profit Board Member - Chairman - Started 08/06/2018 - 5 Hours Per Month/1 Hour During Securities Trading - Oakland Township's Safety Paths and Trails Committee. 4. 1/12/2021 - Oakland Township, MI - Not Investment Related - 4393 Collins Road Rochester, MI 48306 - Non-Profit Board Member - Start Date: 12/8/2020 - 15 Hours Per Month/0 Hours During Securities Trading - Trustee.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-11-26 |
Reach out to this advisor