William Hoedl Monteith

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2010-07-06

MI RA
APPROVED

Since 2010-07-06

Branch Locations

31731 Northwestern Hwy Ste 151W, Farmington Hills, MI 48334 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Linsco Private Ledger	Southfield	MI	10/2005	Present

10/2005 → Present

Linsco Private Ledger

Southfield, MI

Previous Registrations

2004-01-02 → 2005-08-24

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Dearborn, MI

Other Businesses

1. 10/21/2019 - North Coast Wealth Management LLC - Investment related - At reported business location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 10/10/2019 - 0 hrs/mo - 0 hrs during trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-10-14

S66 Uniform Combined State Law Examination

2003-10-14

Other Names

Bill Hoedl Monteith
William Monteith

View on SEC IAPD