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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2026-04-21
FL RA APPROVED 2021-05-14
KY RA APPROVED 2019-10-18
TX RA APPROVED_RES 2019-10-18
  • IN RA
    APPROVED
    Since 2026-04-21
  • FL RA
    APPROVED
    Since 2021-05-14
  • KY RA
    APPROVED
    Since 2019-10-18
  • TX RA
    APPROVED_RES
    Since 2019-10-18

Branch Locations

4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pts Electronics Bloomington IN 07/2016 12/2017
Jjb Hilliard Wl Lyons Llc Louisville KY 12/2017 Present
Robert W. Baird & Co. Incorporated Louisville KY 10/2019 Present
  • 07/2016 → 12/2017
    Pts Electronics
    Bloomington, IN
  • 12/2017 → Present
    Jjb Hilliard Wl Lyons Llc
    Louisville, KY
  • 10/2019 → Present
    Louisville, KY
Previous Registrations
  • 2018-01-10 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Louisville, KY
  • 2003-05-27 → 2016-08-02
    J.J.B. Hilliard, W.L. Lyons, Llc
    Bloomington, IN
    Bloomington, IN
Other Businesses

UPLAND BREWING CO, NON-INVEST RLTD, Start: 6/16/15 350 WEST 11TH STREET, BLOOMINGTON IN 47404, PASSIVE OWNER/BOARD MEMBER, 2-5 HOURS PER MONTH 0 HRS/MO TRDNG, RETAIL/Brewery CULVEX INVESTMENTS LLC, NOT INVEST RLTD, 1101 W ALLEN ST, BLOOMINGTON, IN,47403, LLC Member Start: 2/6/15 0 HRS, 0 HRS/MO TRDNG DQE INC NON-INVEST RLTD, 8730 COMMERCE PARK PLACE STE A, INDIANAPOLIS, IN 46268, Start: 3/4/15 PASSIVE OWNER, 0-5 HOURS/MONTH, 0 HRS/MO TRDNG HZRDS MATERIAL EQPTMNT BUSTED BLOCK, NON-INVEST RLTD, 1100 W ALLEN ST., BLOOMINGTON IN 47403, Start: 12/26/14 LLC OWNER, REAL ESTATE, 0 HRS, 0 HRS/MO TRDNG AKB DEVELOPMENT, NOT INVEST RLTD, 4011 MONROE MEDICAL PARK BLVD, BLOOMINGTON, IN 47403, Start: 1/19/16 LLC OWNER, REAL ESTATE, 0 HRS, 0 HRS/MO TRDNG PTS ELECTRONICS, Start: 12/10/17 NOT INVEST RLTD, 2000 S LIBERTY DRIVE, BLOOMIINGTON, IN 47403, OWNER/PRINCIPAL SUPPLY CHAIN 10-20 HRS/MONTH, 0 HRS/MO TRDNG MIDDLECOURT REAL ESTATE, LLC Owner, NO RESPONSIBILITIES, REAL ESTATE PORTION OF UPLAND BREWERY, START: 10/05/2005, 0 HRS, 0 HRS/MO TRADING Non Invest Related WESTERN LIBERTY LLC, START: 06/01/2019, 2000 LIBERTY DRIVE, BLOOMINGTON, IN 47403, PASSIVE INVESTOR/Real Estate Non Invest Rltd 0 HRS, 0 HRS/MO TRDNG BRUCE FOREST, 2609 East Nora Hill Drive Bloomington IN 47402, LLC MEMEBER, TIMBER, START: 04/01/2012, 0 HRS/MO, 0 HRS/MO TRDNG Non Invest Rltd EKEA Investments LLC 2611 Utica Pike Jeffersonville IN 47130 Start: 9/1/19 Hours spent: 0-1 /month 0 HRS/MO TRDNG Role: LLC Member/real estate. Not Invest related Rye on Spring, 438 Spring St Jeffersonville IN 47130 Start: 1/1/2020 Hours spent: 1 - 5/month 0 HRS/MO TRDNG, Rental Property, LLC Member Not Invest Rltd EstesParis LLC 2611 Utica Pike Jeffersonville IN 47130 Start: 11/1/19 Hours Spent: 0-2 hours/month 0 HRS/MO TRDNG Role: LLC Owner/Member Non Invest Related Canal Holdings LLC 1507 S Piazza Dr Bloomington IN 47401 Start: 10/14/19 0 HRS, 0 HRS/MO TRDNG Role: LLC Owner/Member; Non Invest Related 707 Riverside LLC, 2609 E Nora Hill Dr Bloomington IN 47401 Starte: 11/11/2020, 0 HRS, 0 HRS/MO TRDNG LLC member, real estate Non Invest related BB Profile LLC, 1100 S Strong Dr Bloomington IN 47401 Starte: 2/8/2021, 0 HRS, 0 HRS/MO TRDNG, LLC member, real estate Non Invest related Big Ring Ventures LLC, 2401 E 6th St #3037-218 Austin TX 78702 Start: 11/15/2023, 0 HRS, 0 HRS/MO TRDNG: 0, LLC Member Non Invest related Bridgebase LLC, 2609 E Nora Hill Drive Bloomington IN 47401 Start: 11/11/20 0 HRS, 0 HRS/MO TRDNG, LLC member, real estate Non Invest related Louisville Aircraft Leasing (LAL) LLC 7001 Airport Drive Sellersburg IN 47172 Start: 1/1/19 0 HRS, 0 HRS/MO TRDNG, LLC member Non Invest related Long Creek Industrial LLC 2609 E Nora Hill Drive Bloomington IN 47401 Start: 7/7/21 0 HRS, 0 HRS/MO TRDNG, LLC member Non Invest related Red Herring LLC 2593 W. Fountain Drive Su #2 Bloomington IN 47401 Start: 12/6/19 0 HRS, 0 HRS/MO TRDNG, LLC member Non Invest related Upland Wholesale Brands LLC 4060 Profile Pkwy Bloomington IN 47404 Start: 1/1/19 0 HRS, 0 HRS/MO TRDNG LLC member Non Invest related Upland Hospitality LLC 350 W 11th St Bloomington Indiana 47404 Start: 11/15/23 0 HRS, 0 HRS/MO TRDNG LLC member Non Invest related DARTGEM LLC 2609 E Nora Bloomington IN 47401 Start: 9/17/19 0 HRS, 0 HRS/MO TRDNG LLC member/Owner Non Invest related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-02-17
  • S66 Uniform Combined State Law Examination
    2000-02-17
Other Names
  • Adam D. Estes

View on SEC IAPD

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