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Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2009-06-01 |
Branch Locations
1300 Thames Street Thames Street Wharf, Baltimore, MD 21231 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citigroup Global Markets Inc. | Baltimore | MD | 06/2006 | Present |
| Morgan Stanley Smith Barney | Baltimore | MD | 06/2009 | Present |
| Morgan Stanley Services Group Inc. | Baltimore | MD | 03/2017 | Present |
1. LANDLORD (NO BUSINESS NAME)- 7507 OLD HARFORD RD PARKVILLE, MD 21234- OWNER, MAINTENANCE OF THE PROPERTY AND DEALING WITH TENANT ISSUES- 100% SHARES HELD, 5 HOURS OUTSIDE BUSINESS HOURS, 0 DURING TRADING HOURS- NON INVESTMENT RELATED
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-12 |
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