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Nashville, TN • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ND | RA | APPROVED | 2025-04-15 |
| AZ | RA | APPROVED | 2024-11-27 |
| SD | RA | APPROVED | 2024-01-19 |
| MN | RA | APPROVED | 2024-01-16 |
| TN | RA | APPROVED | 2024-01-16 |
| TX | RA | APPROVED | 2024-01-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sns Financial Group, Llc (D/B/A Vector Wealth Management) | Coon Rapids | MN | 01/2017 | 11/2019 |
| Sns Financial Group, Llc (D/B/A Vector Wealth Management) | Minneapolis | MN | 11/2019 | 12/2022 |
| Sns Financial Group, Llc | Coon Rapids | MN | 03/2012 | 01/2017 |
| Gambit Capital Management, Llc | Franklin | TN | 01/2024 | Present |
| Spronk Brothers Iii Llp | Edgerton | MN | 03/2012 | Present |
1.) Risk Manager; Spronk Brothers III LLP; Investment related: Yes; Location: 193 150th St, Edgerton, MN 56128; Description of the business: Hog and Row Crop Operation; Responsibilities Duties: Risk Manager; Start date with business: 2012-03-01; Hours devoted to business outside trading hours: 40; Percentage of total yearly compensation expected to be derived from the business: 5 2.) Investor; WJT, LLC; Investment related: Yes; Start date with business: 2024-02; Description of the business: Private commercial loans; Hours devoted to business outside trading hours: 0 3.) Investor; Drahthaar, LLC; Investment related: Yes; Start date with business: 2021-02; Description of the business: Venture Capital; Hours devoted to business outside trading hours: 0 4.) Investor; Saturn 5 Alpha; Investment related: Yes; Start date with business: 2020-12; Description of the business: Private Equity; Hours devoted to business outside trading hours: 0 5.) Latham Insurance Agency; Investment related: No; Start Date with business: 2024-10; Description of the business: Property/Casualty Insurance; Hours devoted to business outside trading hours: 20 hours per year 6.) Investor; Drahthaar 2, LLC; Investment related: Yes; Start date with business: 2024-09; Description of business: Venture Capital; Hours devoted to business outside trading hours: 0 7.) Investor; Insurance for Agriculture, LLC; Description of business: a crop and livestock insurance company. Hours devoted to business outside trading hours: 20 hours per year
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2005-02-17 |
| S63 | Uniform Securities Agent State Law Examination | 2004-06-25 |
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