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Current Employers
Ally Invest Advisors

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2022-03-07
  • NC RA
    APPROVED
    Since 2022-03-07

Branch Locations

601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Charlotte NC 12/2015 04/2018
Mml Investors Services, Llc Charlotte NC 03/2017 04/2018
Lpl Financial Llc Fort Mill SC 04/2018 02/2022
Ally Invest Securities Llc Charlotte NC 02/2022 Present
  • 12/2015 → 04/2018
    Metlife Securities Inc
    Charlotte, NC
  • 03/2017 → 04/2018
    Charlotte, NC
  • 04/2018 → 02/2022
    Fort Mill, SC
  • 02/2022 → Present
    Ally Invest Securities Llc
    Charlotte, NC
Previous Registrations
  • 2018-04-20 → 2022-02-22
    Fort Mill, SC
  • 2017-03-25 → 2018-04-16
    Charlotte, NC
  • 2016-02-05 → 2017-03-25
    Msi Financial Services, Inc.
    Charlotte, NC
  • 2008-01-30 → 2015-11-20
    Fenton, MI
    Charlotte, NC
    Charlotte, NC
    Fort Mill, SC
    Traverse City, MI
    Ypsilanti, MI
    Charlotte, NC
    Fort Mill, SC
  • 2004-04-13 → 2008-01-09
    Securities America Advisors, Inc.
    Fort Lauderdale, FL
    Charlotte, NC
Other Businesses

Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Manager - Business Line Regulatory Controls. Dually licensed. 02/22/2022. 0-20hrs/month. Assist with compliance oversight of some Ally Invest Advisors processes.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-03-25
  • S66 Uniform Combined State Law Examination
    2004-03-25
Other Names
  • Jonathan William Kisch
  • Jon Kisch
  • John Kisch

View on SEC IAPD

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