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601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-03-07 |
Branch Locations
601 S. Tryon Street Suite 100, Charlotte, NC 28202 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Charlotte | NC | 12/2015 | 04/2018 |
| Mml Investors Services, Llc | Charlotte | NC | 03/2017 | 04/2018 |
| Lpl Financial Llc | Fort Mill | SC | 04/2018 | 02/2022 |
| Ally Invest Securities Llc | Charlotte | NC | 02/2022 | Present |
Ally Invest Advisors. Investment related. 601 S Tryon Street Charlotte NC 28202. Manager - Business Line Regulatory Controls. Dually licensed. 02/22/2022. 0-20hrs/month. Assist with compliance oversight of some Ally Invest Advisors processes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2004-03-25 |
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