Crystal Aesook Nguyen

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2017 → 04/2021
  Mml Investors Services, Llc
  Houston, TX
• 07/2016 → 03/2017
  Msi Financial Services
  Houston, TX
• 07/2016 → 04/2021
  Massmutual Life Insurance Co
  Houston, TX
• 04/2021 → Present
  Cetera Advisors Llc
  St. Cloud, MN
• 04/2021 → 07/2022
  Texas Gulf Coast Financial Group Llc
  The Woodlands, TX
• 04/2021 → 07/2022
  Totus Financial Group, Inc
  The Woodlands, TX
• 12/2020 → Present
  Our Ten Cents Llc
  The Woodlands, TX
• 03/2022 → Present
  Cnn Llc
  Houston, TX
• 03/2024 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-03-25 → 2021-04-30
  Mml Investors Services, Llc
  Houston, TX
  The Woodlands, TX
  Houston, TX
• 2015-03-02 → 2017-03-25
  Msi Financial Services, Inc.
  Houston, TX
• 2012-06-20 → 2014-09-12
  Ubs Financial Services Inc.
  Houston, TX
• 2009-06-01 → 2012-02-16
  Morgan Stanley
  Houston, TX
• 2007-04-24 → 2009-06-01
  Citigroup Global Markets Inc.
  Houston, TX

Other Businesses

1) FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED, 8315 HUNTERS CREEK DR, HOUSTON, TX 77024, FIXED INSURANCE, START DATE 03/2004, INSURANCE AGENT, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, SELLS LIFE, HEALTH, DISABILITY, AND LONG-TERM; 2) TOTUS WEALTH MANAGEMENT, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, FINANCIAL SERVICES, STARTED 05/2021, DIRECTOR OF OPERATIONS, APX NUMBER OF HOURS PER WEEK: 40, 32.5 DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3) OUR TEN CENTS LLC, NOT INVESTMENT RELATED, SAME AS REGISTERED LOCATION, RETAIL, STARTED 12/2020, POSITION/TITLE/RELATIONSHIP: OWNER, APX 2 HOURS PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: SALES OF T-SHIRTS AND COFFEE MUGS; 4) NAME OF OTHER BUSINESS: CNN LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FAMILY LLC FOR FUTURE INVESTMENTS; START DATE: 03/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: 50% OWNER WITH NAM NGUYEN (HUSBAND) AS OTHER 50% OWNER; 5) NAME OF OTHER BUSINESS: N/A INVESTMENT RELATED: NO, ADDRESS: SAME AS RESIDENTIAL LOCATION, NATURE OF BUSINESS: LEGAL REPRESENTATION, START DATE: 07/2023, POSITION/TITLE/RELATIONSHIP: SECONDARY EXECUTOR AND TRUSTEE, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: BACKUP ADMINISTRATOR OF A CLIENT ESTATE: 6)NAME OF OTHER BUSINESS: WESTCHESTER ACADEMY FOR INTERNATIONAL STUDIES PTA, INVESTMENT RELATED: NO, ADDRESS: 901 YORKCHESTER DR, HOUSTON, TX 77079, NATURE OF BUSINESS: PARENT TEACHER ASSOCIATION, START DATE: 04/2025, POSITION/TITLE/RELATIONSHIP: PRESIDENT, APX NUMBER OF HOURS PER WEEK: 5, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: COORDINATE THE WORK OF THIS PTA'S EXECUTIVE BOARD AND COMMITTEES; PRESIDE AT ALL EXECUTIVE BOARD AND MEMBERSHIP MEETINGS; 7) NAME OF OTHER BUSINESS: HCDE CASE FOR KIDS AND/OR TEXAS FORENSIC ASSOCIATION , INVESTMENT RELATED: NO, ADDRESS: 6005 WESTVIEW DR, HOUSTON, TX 77055, NATURE OF BUSINESS: DEBATE TOURNAMENTS, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP:VOLUNTEER JUDGE, APX NUMBER OF HOURS PER WEEK: 8 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, BRIEF DESCRIPTION OF DUTIES: JUDGING DEBATE TOURNAMENTS; 8) NAME OF OTHER BUSINESS: WAIS SPEECH & DEBATE; INVESTMENT RELATED: NO; ADDRESS: 901 YORKCHESTER DRIVE HOUSTON, TX 77079; NATURE OF BUSINESS: COMPETITIVE DEBATE TRAINING; START DATE: 08/2025; POSITION/TITLE/RELATIONSHIP: PARENT ADVISORY COUNCIL MEMBER / PART-TIME COACH; APX NUMBER OF HOURS PER WEEK: 10; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: COACHING AND MENTORSHIP, FUNDRAISING, DEBATE JUDGING, CHAPERONING, COLLECTING DUES;

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-17
• S63 Uniform Securities Agent State Law Examination
  2003-11-08

Other Names

• Crystal Ae Sook Kallio