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Laura Ann Strott

Charles Schwab & Co., Inc.

Towson, MD

Columbia, MD

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-04
MD RA APPROVED 2003-10-03
  • TX RA
    APPROVED_RES
    Since 2019-01-04
  • MD RA
    APPROVED
    Since 2003-10-03

Branch Locations

2 East Joppa Road Suite 110, Towson, MD 21286 • United States

10000 Town Center Ave. Suite A, Columbia, MD 21045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co. Inc. Columbia MD 08/2003 Present
Charles Schwab Bank Columbia MD 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-09-08
S63 Uniform Securities Agent State Law Examination 2000-05-03
  • S66 Uniform Combined State Law Examination
    2003-09-08
  • S63 Uniform Securities Agent State Law Examination
    2000-05-03
Other Names
  • Laura Ann Sheppard
  • Laura Ann Hennessy

View on SEC IAPD

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