Jonathan Chu

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Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2020-03-09
TX	RA	APPROVED	2020-03-06

NJ RA
APPROVED

Since 2020-03-09
TX RA
APPROVED

Since 2020-03-06

Branch Locations

Mack Center Iv, South 61, Paramus Road, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Fort Lee	NJ	10/2005	03/2020
Bank Of America, N.A.	Fort Lee	NJ	06/2011	03/2020
Morgan Stanley Smith Barney Llc	Paramus	NJ	03/2020	Present
Morgan Stanley Private Bank, N.A	New York	NY	04/2020	Present

10/2005 → 03/2020

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lee, NJ
06/2011 → 03/2020

Bank Of America, N.A.

Fort Lee, NJ
03/2020 → Present

Morgan Stanley Smith Barney Llc

Paramus, NJ
04/2020 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2006-01-03 → 2020-03-10

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Lee, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-16
S63	Uniform Securities Agent State Law Examination	2003-09-02

S66 Uniform Combined State Law Examination

2005-12-16
S63 Uniform Securities Agent State Law Examination

2003-09-02

View on SEC IAPD

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