Best Investors Account Sign in
Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2021-01-06
TX RA APPROVED_RES 2019-08-08
CA RA APPROVED 2019-04-04
  • MN RA
    APPROVED
    Since 2021-01-06
  • TX RA
    APPROVED_RES
    Since 2019-08-08
  • CA RA
    APPROVED
    Since 2019-04-04

Branch Locations

2300 Sonoma Ave, Santa Rosa, CA 95405 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Novato CA 07/2013 06/2017
J.P. Morgan Securities, Llc Windsor CA 04/2019 01/2021
Jp Morgan Chase Bank, N.A. Novato CA 07/2013 03/2019
Jp Morgan Chase Bank, N.A. Windsor CA 04/2019 01/2021
Jp Morgan Chase Bank, N.A. Richfield MN 01/2021 Present
J.P. Morgan Securities, Llc Richfield MN 01/2021 Present
Previous Registrations
  • 2013-07-03 → 2017-06-01
    Corte Madera, CA
    San Anselmo, CA
    Novato, CA
    Mill Valley, CA
    Sausalito, CA
    Lakeport, CA
    Healdsburg, CA
    Windsor, CA
  • 2009-03-16 → 2013-07-01
    San Francisco, CA
    San Leandro, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2003-10-10 → 2009-03-16
    Banc Of America Investment Services, Inc.
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Palo Alto, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
  • 2001-05-15 → 2003-10-29
    Wells Fargo Investments, Llc
    San Diego, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-11-02
S63 Uniform Securities Agent State Law Examination 2000-03-31
  • S65 Uniform Investment Adviser Law Examination
    2000-11-02
  • S63 Uniform Securities Agent State Law Examination
    2000-03-31
Other Names
  • Michael Veit

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Santa Rosa, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor