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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2014-07-09 |
Branch Locations
4345 Southpoint Blvd Suite 400, Jacksonville, FL 32216 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Jacksonville | FL | 06/2003 | Present |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2000 | Present |
1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. 2. 50% OWNERSHIP, FAMILY FIRST ERNST, LLC, 160 SHELBYS COVE CT, PONTE VEDRA BEACH, , FLORIDA, 32082, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 4/1/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LANDLORD 3. TRAINING NM FRS, BUSINESS RELATED COACHING, 245 RIVERSIDE AVE, JACKSONVILLE, FL, 32202. START DATE: 12/17/2020, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PRESENTING INSURANCE AND PLANNING CONCEPTS AT OUTSIDE NORTHWESTERN MUTUAL OFFICES. INVESTMENT RELATED. 4. MEMBER, BASEBALL JAX, 497 MARSH COVE DR, PONTE VEDRA BEACH, , FLORIDA, 32082, UNITED STATES OF AMERICA, PRIVATE, START DATE: 05/15/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TALKING ABOUT BASEBALL JAX AND GROUP FORMED TO RESEARCH BRINGING MLB TO JACKSONVILLE. non investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-07-03 |
| S63 | Uniform Securities Agent State Law Examination | 2006-06-09 |
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