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Shaun Joseph Rashley

LPl Financial LLC

Fort Mill, SC

Tega Cay, SC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2016-09-26
  • SC RA
    APPROVED
    Since 2016-09-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Tega Cay, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Fort Mill SC 10/2010 Present
Previous Registrations
  • 2008-10-17 → 2010-10-26
    Uvest Financial Services Group, Inc.
    Charlotte, NC
Other Businesses

(1) 11/03/2016: No Business Name - Real Estate Rental - Not Investment Related - 3250 Margellina Charlotte, NC 28210 - Start 06/01/2012 - 1 Hr/Mo; 0 Hour(s) During Securities Trading - condo

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-21
S63 Uniform Securities Agent State Law Examination 2003-11-07
  • S66 Uniform Combined State Law Examination
    2008-03-21
  • S63 Uniform Securities Agent State Law Examination
    2003-11-07
Other Names
  • Shaun Rashley

View on SEC IAPD

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NILDA MELGAREJO DE BOYRIE
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Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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