David George Williams

Employer firm

Williams Wealth Management, Inc. CRD 133335

$80.9M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1999 → 11/2017
  1St Global Capital Corp.
  Los Angeles, CA
• 09/1992 → Present
  Williams And Company, Cpas Inc
  Los Angeles, CA
• 10/2001 → 11/2017
  1St Global Advisors, Inc
  Los Angeles, CA
• 07/2007 → 11/2017
  1St Global Insurance Services
  Los Angeles, CA
• 01/2000 → Present
  Williams Wealth Management, Inc.
  Los Angeles, CA

Previous Registrations

• 2001-10-30 → 2017-11-08
  1St Global Advisors Inc
  Los Angeles, CA
  Los Angeles, CA

Other Businesses

1) INSURANCE SALES POSITION: life insurance agent with the general agency NATURE: INSURANCE INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/01/2016 ADDRESS: Los Angeles CA 90017, United States DESCRIPTION: AGENT 2) WILLIAMS WEALTH MANAGEMENT, INC (FORMALLY WILLIAMS WEALTHCARE PROVIDERS INC.) POSITION: PRESIDENT NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 40 START DATE: 02/01/2002 ADDRESS: Los Angeles CA , United States DESCRIPTION: ANALYSIS, CONSULTING, PREPARATION OF PERSONAL FINANCIAL PLANS AND INVESTMENT POLICY STATEMENTS 3) THE BARRY AND CLAUDIA POZNICK IRREVOCABLE TRUST - BP DATED 2/18/2011 POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/18/2011 ADDRESS: Los Angeles CA , United States DESCRIPTION: TRUSTEE UNDER TERMS OF TRUST DTD 2/18/11 4) THE Q. SPECIAL TRUST DATED 5.31.04 POSITION: TRUSTEE NATURE: TRUST INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/31/2004 ADDRESS: Los Angeles CA , United States DESCRIPTION: Give annual notice to trustors to gift funds to the trust to pay the annual life insurance premiums; process the premium payments 5) VICTOR GRUBER TRUST POSITION: TRUSTEE NATURE: Trustee of client's irrevocable life insurance trust INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2001 ADDRESS: Los Angeles CA , United States DESCRIPTION: Minimal administrative assistance once per year - total compensation per year about $400

Exams

• S66 Uniform Combined State Law Examination
  1999-12-22

Designations

• Certified Financial Planner

Other Names

• Dave Williams