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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-08-16 |
| CA | RA | APPROVED | 2010-10-11 |
Branch Locations
555 California St Pbig - San Francisco, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | San Francisco | CA | 10/2006 | Present |
| Bank Of America, N.A. | San Francisco | CA | 01/2011 | Present |
I*74751 FOR-PROFIT ORGANIZATION - WINTERFELL, SAN FRANCISCO, CALIFORNIA 94115 -INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 1 HOUR(S) ANNUALLY, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 08/18/14, POSITION - LIMITED PARTNER; HOLDING A INVESTMENT PROPERTY.; I*74752 FOR-PROFIT ORGANIZATION - DIREWOLF LLC, SAN FRANCISCO, CALIFORNIA 94115 - INVESTMENT RLT'D - NO, HRS DEVOTED TO ACTIVITY - 5 HOUR(S) MONTHLY, HRS DURING TRADING - 0, DATE ACTIVITY BEGAN 08/18/14, POSITION - OTHER, SOLE MEMEBER; LLC BEING FORMED TO MANAGE WINTERFELL PARTNERSHIP.; I*128969 For profit or not for profit: For-Profit Organization Name of outside business organization: Damask Vntures LLC Investment related: N Address of business: Moutnlake Terrace, Washington 98043 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 1/2/2020 Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: Invest in pre IPO companies I*901292 For profit or not for profit: Entity For Profit Name of outside business organization: Cardente Family Limited Partnership Investment related: N Address of business: North Providence, Rhode Island, 02904 Nature of business: ["Limited Partnership"] Position, title, association: ["Other"], Start date of relationship: 6/28/2022 Number of hours devoted: 0 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: I am a LP of the family limited partnership, Its my family limited partnership with my brother. I am a LP, he is the GP. I am just a investor. I expetc will invest in a variety of real estate and private investments.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-09 |
| S63 | Uniform Securities Agent State Law Examination | 2004-10-01 |
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