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Kimberly Ryan Nassar

Wells Fargo Clearing Services, LLC

Burlington, VT

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-02-11
VT RA APPROVED 2026-02-10
  • TX RA
    APPROVED_RES
    Since 2026-02-11
  • VT RA
    APPROVED
    Since 2026-02-10

Branch Locations

180 Battery St Ste 300, Burlington, VT 05401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services, Inc. S. Burlington VT 07/2012 02/2026
Wells Fargo Clearing Services, Llc Burlington VT 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2004-05-14
S63 Uniform Securities Agent State Law Examination 2003-08-25
  • S65 Uniform Investment Adviser Law Examination
    2004-05-14
  • S63 Uniform Securities Agent State Law Examination
    2003-08-25
Other Names
  • Kimberly E Ryan
  • Kimberly Elizabeth Ryan
  • Kimberly R Nassar

View on SEC IAPD

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