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Matthew James Thompson

Piper Sandler & Co.

Leawood, KS

Minneapolis, MN

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Current Employers
Piper Sandler & Co.

350 North 5Th Street Suite 1000, Minneapolis, MN 55401 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2016-08-05
  • MN RA
    APPROVED
    Since 2016-08-05

Branch Locations

11635 Rosewood Street, Leawood, KS 66211 • United States

350 North 5Th Street Main Office, Minneapolis, MN 55401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Piper Jaffray & Co. Leawood KS 12/2003 Present
Piper Jaffray Investment Management Llc Leawood KS 04/2012 Present
  • 12/2003 → Present
    Piper Jaffray & Co.
    Leawood, KS
  • 04/2012 → Present
    Piper Jaffray Investment Management Llc
    Leawood, KS
Previous Registrations
  • 2012-04-04 → 2016-08-05
    Piper Jaffray Investment Management, Llc
    Leawood, KS
  • 2010-09-06 → 2012-04-05
    Fiduciary Asset Management Llc
    Clayton, MO
Other Businesses

Cane Properties, LLC; rental property; owner; 2 hrs/wk, 0 during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-09-03
S63 Uniform Securities Agent State Law Examination 2004-01-15
  • S65 Uniform Investment Adviser Law Examination
    2010-09-03
  • S63 Uniform Securities Agent State Law Examination
    2004-01-15

View on SEC IAPD

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Other Investors

COREY RANDALL BIERL
JASON BRETT COLE
JAY PATRICK SIMPSON
MATTHEW JOHN SCHOENFELD
NATHAN DAVID PAULSON
Michael Nathan Paulson
MICHAEL FRANK BACA
THOMAS SCOTT WOODWARD

Other Offices

LPL FINANCIAL LLC · LEAWOOD, KS
LPL FINANCIAL LLC · LEAWOOD, KS
STATE FARM INVESTMENT MANAGEMENT CORP. · Leawood, KS
FIRST NATIONAL ADVISERS, LLC · Overland Park, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · OVERLAND PARK, KS
TFB ADVISORS, LLC · OVERLAND PARK, KS
BEACON WEALTH ADVISORY · OVERLAND PARK, KS

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