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6 Kimball Lane, Lynnfield, MA 01940 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2019-05-08 |
Branch Locations
100 Westminster Street Suite 1004, Providence, RI 02903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| F.L. Putnam Investment Management Co. | Providence | RI | 04/2019 | Present |
| Bny Mellon Wealth Management | Boston | MA | 11/2001 | 04/2019 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2000-03-20 |
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