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Current Employers
F L Putnam Investment Management Co.

6 Kimball Lane, Lynnfield, MA 01940 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2019-05-08
  • RI RA
    APPROVED
    Since 2019-05-08

Branch Locations

100 Westminster Street Suite 1004, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
F.L. Putnam Investment Management Co. Providence RI 04/2019 Present
Bny Mellon Wealth Management Boston MA 11/2001 04/2019
  • 04/2019 → Present
    F.L. Putnam Investment Management Co.
    Providence, RI
  • 11/2001 → 04/2019
    Bny Mellon Wealth Management
    Boston, MA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2000-03-20
  • S63 Uniform Securities Agent State Law Examination
    2000-03-20
Designations
Other Names
  • Marianne Pursley
  • Marianne Osborne

View on SEC IAPD

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