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Current Employers
Money Concepts Capital Corp

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2006-08-15
  • TN RA
    APPROVED
    Since 2006-08-15

Branch Locations

Dickson, TN • United States

11440 Jog Road, Palm Beach Gardens, FL 33418 • UNITED STATES

11440 Jog Road, Palm Beach Gardens, FL 33418 • United States

323 Townepark Circle, Louisville, KY 40243 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Solutions Hopkinsville KY 08/2006 Present
Money Concepts Capital Corp Palm Beach Gardens FL 08/2006 Present
Previous Registrations
  • 2003-07-10 → 2006-07-21
    Amsouth Investment Management Company Llc
    Birmingham, AL
  • 2003-02-04 → 2003-08-05
    Amsouth Investment Services, Inc.
    Nashville, TN
    Dickson, TN
    Kingston Springs, TN
    Pegram, TN
    Ashland City, TN
    Pleasant View, TN
    Dickson, TN
Other Businesses

Heritage Capital Management, LLC, DBA, investment related, 21-40% time spent on activity during securities hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2000-10-27
  • S66 Uniform Combined State Law Examination
    2000-10-27
Other Names
  • Charlene Rushing

View on SEC IAPD

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