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6363 Woodway, Suite 763, Houston, TX 77057 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-01-19 |
Branch Locations
6363 Woodway, Suite 763, Houston, TX 77057 • United States
6363 Woodway Dr Suite 763, Houston, TX 77057 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-07-20 |
Branch Locations
6363 Woodway Dr Suite 763, Houston, TX 77057 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Dlzp Group, Llc | Richmond | TX | 01/2016 | 06/2018 |
| Doliver Capital Advisors | Houston | TX | 07/2018 | Present |
| Days Global Advisors | Houston | TX | 06/2019 | Present |
Days Global Advisors; investment related; 6363 Woodway Dr, Suite 763, Houston, Texas 77057; registered investment advisory firm; have served as Managing Member since June 2019, and Chief Compliance Officer since December 2022; devote approximately 80% of workweek to the business; serve as non-discretionary sub-adviser to an ETF. Doliver Advisors; investment related; 6363 Woodway Dr, Suite 763, Houston, Texas 77057; registered investment advisory firm; serve as Investment Adviser Representative since 7-20-2018; devote approximately 20% of workweek to the business; sub-advise a global hedged strategy for the firm.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-07-06 |
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