Best Investors Account Sign in
Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
  • NY RA
    APPROVED
    Since 2021-04-16

Branch Locations

1174 Veterans Memorial Hwy, Hauppauge, NY 11788 • United States

Dix Hills, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Melville NY 09/2005 03/2020
Ameriprise Financial Services, Llc Hauppauge NY 03/2020 Present
Other Businesses

Business Ownership; 99-105 West Hoffman LLC; Owner; LLC Established to hold real estate investment.; 99-105 West Hoffman Ave, , Lindenhurst, NY, 11757; Not Investment-Related; 06/19/2025; 0 hours per month; 0 during trading hours / Bryant Park Consulting Group LLC; Owner; Consulting; 123 Majestic Drive, , Dix Hills, NY, 11746; Not Investment-Related; 06/23/2025; 1 to 9 hours per month; 0 during trading hours. Outside Employment; Certainty of Uncertainty, LLC; Employee of legal entity; compensation received from an advisor owned entity established to manage the practice.; 1174 Veterans Hwy, , Hauppauge, NY, 11788; Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-10-22
  • S66 Uniform Combined State Law Examination
    2003-10-22
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Hauppauge, NY

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor