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Jason Ryan Miller

LPl Enterprise, LLC

Harrisburg, PA

Harrisburg, PA

CRD 4672088

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14

Branch Locations

Harrisburg, PA • United States

2209 Forest Hills Dr. Suite 20, Harrisburg, PA 17112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Harrisburg PA 04/2009 11/2024
Prudential Insurance Company Of America Harrisburg PA 04/2009 Present
Lpl Enterprise, Llc Harrisburg PA 11/2024 Present
Previous Registrations
  • 2007-10-30 → 2024-11-14
    Camp Hill, PA
    Camp Hill, PA
    Camp Hill, PA
    Sherman Oaks, CA
    Camp Hill, PA
    Harrisburg, PA
    Camp Hill, PA
Other Businesses

1) 2025-07-08 - Prudential Sponsored Non-Variable Insurance - Non-Variable Insurance/Insurance Agency - Y - - - at reported business location(s) - 2025-07-08 - ?Fixed life insurance through Prudential Individual Life Insurance (ILI). ?Fixed life, disability, and LTC through the Prudential sponsored Crump and Ash agreements. ?Healthcare business through the Prudential sponsored agreements with Benefit Mall and Emerson Rogers. 2) 2024-10-24 - Investment products and services are offered through LPL Enterprise LLC using the DBA/trade name. - Forest Hills Financial Advisors - DBA for LPL Business (entity for LPL business) - Y - 1 - 1 - at reported business location(s) - 2024-10-01 - Prudential Approved DBA - Forest Hills Financial Advisors

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2003-07-23
  • S66 Uniform Combined State Law Examination
    2003-07-23

View on SEC IAPD

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