Thomas Bernard Etzel

Current Employers

Employment History

• 11/1993 → Present
  Thomas B. Etzel, Cpa
  Pittsburgh, PA
• 03/2000 → 09/2025
  Avantax Investment Services, Inc.
  Pittsburgh, PA
• 06/2002 → 09/2025
  Avantax Advisory Services
  Pittsburgh, PA
• 10/2017 → Present
  Thomas B Etzel Cpa
  Pittsburgh, PA
• 05/2004 → 09/2025
  Avantax Insurance Agency, Llc
  Pittsburgh, PA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Bethel Park, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2002-06-07 → 2025-09-05
  Avantax Advisory Services
  Pittsburgh, PA

Other Businesses

1) Thomas B. Etzel, CPA~76 Mt. Lebanon Blvd.~Pittsburgh~PA~15228~Accounting~Owner/Sole Proprietor~10/4/2017~40hrs~40hrs~Tax & Wealth Advisor. 2) The Foundation For Global Peace Building~76 Mt Lebanon Blvd~Pittsburgh~PA~15228~Other~Director/Officer~10/26/2010~8hrs~0hrs~President and Founder of this non-profit entity. 3) Thomas B. Etzel P.C.~76 Mt Lebanon Blvd~Pittsburgh~PA~15228~Tax Preparation/Accounting~President~11/1/1999~10hrs~5hrs~CPA. 4) ELIZABETH V. MCCLOSKEY TRUST POSITION: Trustee NATURE: Elizabeth V. McCloskey is my deceased mother-in-law. I perform fiduciary duties for this family trust. The Trust is in the process of liquidation. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/15/2022 ADDRESS: 35 Highland Road, Apartment 1408, Bethel Park PA 15102, United States DESCRIPTION: I perform fiduciary duties and responsibilities. 5) TRAILBLAZER PUBLISHING LLC POSITION: Principal NATURE: I self-published my memoir Within Our Grasp: Changing Ourselves and the World through my company Trailblazer Publishing LLC. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 09/11/2024 ADDRESS: 35 Highland Road, Apartment 1408, Bethel Park PA 15102, United States DESCRIPTION: I am the sole member of the LLC. I am responsible for promoting the book and all of the administrative responsibilities such as sales tax, income tax filings, etc. 6). NAME OF OTHER BUSINESS: SOUTHMINSTER PRESBYTERIAN CHURCH; INVESTMENT RELATED: NO ADDRESS: 799 WASHINGTON RD PITT PA 15228; NATURE OF BUSINESS: NON-PROFIT; START DATE: 11/11/2025; POSITION/TITLE/RELATIONSHIP: ENDOWMENT COMMITTEE MEMBER; APX NUMBER OF HOURS PER WEEK: 0.25; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: XXDUTIESXX;

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-05-21
• S63 Uniform Securities Agent State Law Examination
  2000-03-24