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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2024-01-25
TX RA APPROVED_RES 2024-01-25
  • MO RA
    APPROVED
    Since 2024-01-25
  • TX RA
    APPROVED_RES
    Since 2024-01-25

Branch Locations

9 East 5Th Street, Fulton, MO 65251 • United States

3621 Discovery Parkway Ste. 123, Columbia, MO 65201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
National Planning Corporation Festus MO 10/2007 01/2017
Cambridge Investment Research, Inc. Fairfield IA 01/2017 07/2020
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2017 07/2020
Lpl Finanial Llc Columbia MO 07/2020 01/2024
Convergence Financial, Llc Columbia MO 07/2020 01/2024
Cambridge Investment Research Inc. Fairfield IA 01/2024 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2024 Present
  • 10/2007 → 01/2017
    National Planning Corporation
    Festus, MO
  • 01/2017 → 07/2020
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 01/2017 → 07/2020
    Fairfield, IA
  • 07/2020 → 01/2024
    Lpl Finanial Llc
    Columbia, MO
  • 07/2020 → 01/2024
    Convergence Financial, Llc
    Columbia, MO
  • 01/2024 → Present
    Cambridge Investment Research Inc.
    Fairfield, IA
  • 01/2024 → Present
    Fairfield, IA
Previous Registrations
  • 2020-08-06 → 2024-01-25
    Columbia, MO
    Columbia, MO
  • 2017-01-27 → 2020-08-06
    Columbia, MO
  • 2007-10-23 → 2017-01-30
    National Planning Corporation
    Kirksville, MO
    Kirksville, MO
    Columbia, MO
    Crystal City, MO
  • 2006-06-05 → 2007-10-23
    American General Securities Incorporated
    Houston, TX
    Kirksville, MO
    Festus, MO
Other Businesses

1) ADAM BETHEL, COLUMBIA MO, 01/2024, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, NIR, 5 HR/MO 5 HR/MO TRADING 2) CIRA, 1776 PLEASANT PLAIN RD FAIRFIELD IA, 01/2024, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO 120 HR/MO TRADING 3) ADAM L BETHEL LLC, COLUMBIA MO, 01/2024, OWNER, 1099 CONTRACTOR, INV REL, 160 HR/MO 160 HR/MO TRADING 4) ALIGNED WEALTH GROUP, 920A E BROADWAY STE 204 COLOMBIA MO, 01/2024, IAR, DBA, INV REL, 160 HR/MO 140 HR/MO TRADING 5) THE STRONG FAMILY FORMULA BOOK, 3621 Discovery Parkway, Ste. 123, Columbia MO 65201, United States, 06/09/2025, Author, Author/Educator/Podcast/Speaker, NIR, 0 HR/MO 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-05
S63 Uniform Securities Agent State Law Examination 2003-07-22
  • S65 Uniform Investment Adviser Law Examination
    2006-05-05
  • S63 Uniform Securities Agent State Law Examination
    2003-07-22
Other Names
  • Adam L Bethel
  • Adam Lake Bethel

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