Katie Isabel Byers

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2025-07-15

PA RA
APPROVED

Since 2025-07-15

Branch Locations

Penn Center West Two Ste 325, Pittsburgh, PA 15276 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Speakman Financial (Dba)	Pittsburgh	PA	01/2004	Present
National Planning Corporation	Santa Monica	CA	11/2009	11/2017
Lpl Financial Llc	Pittsburgh	PA	11/2017	Present

01/2004 → Present

Speakman Financial (Dba)

Pittsburgh, PA
11/2009 → 11/2017

National Planning Corporation

Santa Monica, CA
11/2017 → Present

Lpl Financial Llc

Pittsburgh, PA

Other Businesses

1. 11/29/2017 - Speakman Financial Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 1/2004 - 40 Hours Per Month/40 Hours During Securities Trading.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2025-07-14
S63	Uniform Securities Agent State Law Examination	2008-03-18

S65 Uniform Investment Adviser Law Examination

2025-07-14
S63 Uniform Securities Agent State Law Examination

2008-03-18

Other Names

Katie I Byers
Constance I Byers
Katie I Bichler
Katie Isabel Bichler

View on SEC IAPD